Bauman James L 4/A
4/A · 3M CO · Filed Feb 19, 2019
Insider Transaction Report
Form 4/AAmended
3M COMMM
Bauman James L
Vice President
Transactions
- Award
Common Stock
2019-02-05+6,828.905→ 24,578.648 total - Tax Payment
Common Stock
2019-02-05−216.569→ 24,362.079 total - Award
Incentive Stock Option (Right to Buy)
2019-02-05+33,172→ 33,172 totalExercise: $201.12From: 2020-02-05Exp: 2029-02-04→ Common Stock (33,172 underlying)
Holdings
- 195(indirect: By Daughter)
Common Stock
Footnotes (3)
- [F1]On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
- [F2]Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- [F3]The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.