Home/Filings/4/0001127602-19-006797
4//SEC Filing

Pelletier Stephen 4

Accession 0001127602-19-006797

CIK 0001137774other

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 4:17 PM ET

Size

5.9 KB

Accession

0001127602-19-006797

Insider Transaction Report

Form 4
Period: 2019-02-15
Pelletier Stephen
Executive Vice President
Transactions
  • Sale

    Common Stock

    2019-02-15$94.14/sh6,532$614,92215,049 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    625
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.98 to $94.33, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  • [F2]Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 15,049 shares directly and 625 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 51,306 vested stock options, 119,540 unvested stock options, 34,166 deferred compensation shares, and 39,757 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

Entity typeother

Related Parties

1
  • filerCIK 0001602568

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 4:17 PM ET
Size
5.9 KB