Pelletier Stephen 4
4 · PRUDENTIAL FINANCIAL INC · Filed Feb 19, 2019
Insider Transaction Report
Form 4
Pelletier Stephen
Executive Vice President
Transactions
- Sale
Common Stock
2019-02-15$94.14/sh−6,532$614,922→ 15,049 total
Holdings
- 625(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.98 to $94.33, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 15,049 shares directly and 625 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 51,306 vested stock options, 119,540 unvested stock options, 34,166 deferred compensation shares, and 39,757 target performance shares (the exact number awarded being dependent on achievement of performance goals).