4//SEC Filing
Moles Robert 4
Accession 0001127602-19-007221
CIK 0001053352other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:45 PM ET
Size
13.6 KB
Accession
0001127602-19-007221
Insider Transaction Report
Form 4
Moles Robert
Director
Transactions
- Sale
Common Stock, No Par Value
2019-02-11$13.38/sh−40,000$535,400→ 41,782 total - Sale
Common Stock, No Par Value
2019-02-12$13.54/sh−9,900$134,035→ 31,882 total
Holdings
- 18,295(indirect: By Spouse)
Common Stock, No Par Value
- 3,500
Standard Employee Option - NSO
Exercise: $3.57From: 2010-07-26Exp: 2020-07-26→ Common Stock, No Par Value (3,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $5.16From: 2011-06-16Exp: 2021-06-16→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock, No Par Value (4,500 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2920 to $13.4309, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.5000 to $13.5785, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeother
Related Parties
1- filerCIK 0001305222
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:45 PM ET
- Size
- 13.6 KB