Moles Robert 4
4 · HERITAGE COMMERCE CORP · Filed Feb 20, 2019
Insider Transaction Report
Form 4
Moles Robert
Director
Transactions
- Sale
Common Stock, No Par Value
2019-02-11$13.38/sh−40,000$535,400→ 41,782 total - Sale
Common Stock, No Par Value
2019-02-12$13.54/sh−9,900$134,035→ 31,882 total
Holdings
- 18,295(indirect: By Spouse)
Common Stock, No Par Value
- 3,500
Standard Employee Option - NSO
Exercise: $3.57From: 2010-07-26Exp: 2020-07-26→ Common Stock, No Par Value (3,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $5.16From: 2011-06-16Exp: 2021-06-16→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (4,500 underlying) - 4,500
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock, No Par Value (4,500 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.2920 to $13.4309, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.5000 to $13.5785, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.