Ragavan Chetlur S 4
4 · Voya Financial, Inc. · Filed Feb 25, 2019
Insider Transaction Report
Form 4
Ragavan Chetlur S
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2019-02-21+2,885→ 37,452 total - Tax Payment
Common Stock
2019-02-21$50.03/sh−1,032$51,631→ 36,420 total - Sale
Common Stock
2019-02-22$49.98/sh−1,853$92,609→ 34,567 total - Exercise/Conversion
Restricted Stock Units
2019-02-21−2,885→ 16,608 total→ Common Stock (2,885 underlying)
Holdings
- 38,449
Performance Stock Unit
→ Common Stock (38,449 underlying) - 8,203.258
Deferred Savings Plan Issuer Stock Units
→ Common Stock (8,203.258 underlying)
Footnotes (5)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
- [F2]This transaction was executed in multiple trades at prices ranging from $49.9701 to $49.978. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- [F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F4]The stock units will vest based on their respective award agreements.
- [F5]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.