Johnson Carolyn M 4
4 · Voya Financial, Inc. · Filed Feb 26, 2019
Insider Transaction Report
Form 4
Johnson Carolyn M
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2019-02-22+3,688→ 19,292 total - Tax Payment
Common Stock
2019-02-22$49.95/sh−1,632$81,518→ 17,660 total - Exercise/Conversion
Restricted Stock Units
2019-02-22−3,688→ 13,472 total→ Common Stock (3,688 underlying)
Holdings
- 34,190
Performance Stock Unit
→ Common Stock (34,190 underlying) - 39,700
Performance-Based Stock Options
→ Common Stock (39,700 underlying) - 1,234.833
Deferred Savings Plan Issuer Stock Units
→ Common Stock (1,234.833 underlying)
Footnotes (6)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
- [F2]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F3]The stock units will vest based on their respective award agreements.
- [F4]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
- [F5]The options vest based on the conditions set forth in their respective agreements.
- [F6]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.