Dowling Michael J 4
4 · FIRSTENERGY CORP · Filed Mar 5, 2019
Insider Transaction Report
Form 4
Dowling Michael J
Sr VP, External Affairs
Transactions
- Disposition to Issuer
Common Stock
2019-03-01−549.783→ 67,939.035 total - Exercise/Conversion
Common Stock
2019-03-01+22,247.798→ 79,740.947 total - Exercise/Conversion
RSUS16
2019-03-01−22,247.798→ 0 total→ Common Stock (22,247.798 underlying) - Award
Phantom 3/19D
2019-03-01+1,662.173→ 1,662.173 total→ Common Stock (1,662.173 underlying) - Tax Payment
Common Stock
2019-03-01$40.73/sh−8,629.408$351,476→ 69,999.149 total - Exercise/Conversion
Common Stock
2019-03-01+10,995.669→ 68,488.818 total - Disposition to Issuer
Common Stock
2019-03-01$40.73/sh−10,445.886$425,461→ 57,493.149 total - Disposition to Issuer
Common Stock
2019-03-01−1,112.39→ 78,628.557 total - Exercise/Conversion
RSUC16
2019-03-01−10,995.669→ 0 total→ Common Stock (10,995.669 underlying)
Holdings
- 2,970.98(indirect: By Savings Plan)
Common Stock
Footnotes (8)
- [F1]Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.
- [F2]1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
- [F3]Balance includes restricted stock and shares acquired through dividend reinvestment.
- [F4]This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below.
- [F5]Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.
- [F6]FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2019.
- [F7]1 for 1
- [F8]This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock.