4//SEC Filing
Ragavan Chetlur S 4
Accession 0001127602-19-010848
CIK 0001535929other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 5:23 PM ET
Size
15.4 KB
Accession
0001127602-19-010848
Insider Transaction Report
Form 4
Ragavan Chetlur S
See Remarks
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-03-07−3,919→ 9,231 total→ Common Stock (3,919 underlying) - Exercise/Conversion
Common Stock
2019-03-07+23,028→ 57,595 total - Tax Payment
Common Stock
2019-03-07$49.10/sh−9,315$457,367→ 48,280 total - Sale
Common Stock
2019-03-08$48.15/sh−13,713$660,322→ 34,567 total - Exercise/Conversion
Performance Stock Unit
2019-03-07−14,368→ 24,081 totalExercise: $1.33→ Common Stock (19,109 underlying)
Holdings
- 8,203.258
Deferred Savings Plan Issuer Stock Units
→ Common Stock (8,203.258 underlying) - 87,400
Performance-Based Stock Options
→ Common Stock (87,400 underlying)
Footnotes (6)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F2]This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- [F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F4]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F5]The options vest based on the conditions set forth in their respective agreements.
- [F6]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001596066
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 5:23 PM ET
- Size
- 15.4 KB