4//SEC Filing
Johnson Carolyn M 4
Accession 0001127602-19-010851
CIK 0001535929other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 5:26 PM ET
Size
14.3 KB
Accession
0001127602-19-010851
Insider Transaction Report
Form 4
Johnson Carolyn M
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2019-03-07+12,469→ 30,129 total - Tax Payment
Common Stock
2019-03-07$49.10/sh−5,767$283,160→ 24,362 total - Exercise/Conversion
Restricted Stock Units
2019-03-07−2,924→ 10,548 total→ Common Stock (2,924 underlying) - Exercise/Conversion
Performance Stock Unit
2019-03-07−7,177→ 27,013 totalExercise: $1.33→ Common Stock (9,545 underlying) - Award
Deferred Savings Plan Issuer Stock Units
2019-03-07$49.10/sh+1,188.55$58,358→ 2,423.383 total→ Common Stock (1,188.55 underlying)
Holdings
- 39,700
Performance-Based Stock Options
→ Common Stock (39,700 underlying)
Footnotes (5)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F2]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F3]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F4]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
- [F5]The options vest based on the conditions set forth in their respective agreements.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001361819
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 5:26 PM ET
- Size
- 14.3 KB