Home/Filings/4/0001127602-19-012074
4//SEC Filing

LEVY RICHARD 4

Accession 0001127602-19-012074

CIK 0000072971other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 2:00 PM ET

Size

11.7 KB

Accession

0001127602-19-012074

Insider Transaction Report

Form 4
Period: 2019-03-15
LEVY RICHARD
Executive VP & Controller
Transactions
  • Exercise/Conversion

    Common Stock, $1 2/3 Par Value

    2019-03-15+62,438.9664,655.96 total
  • Exercise/Conversion

    2016 Performance Shares

    2019-03-1562,438.960 total
    Common Stock, $1 2/3 Par Value (62,438.96 underlying)
  • Tax Payment

    Common Stock, $1 2/3 Par Value

    2019-03-15$50.66/sh27,876.96$1,412,24736,779 total
Holdings
  • Common Stock, $1 2/3 Par Value

    (indirect: By IRA)
    99
  • Common Stock, $1 2/3 Par Value

    (indirect: By 401(k))
    2,004.86
  • Common Stock, $1 2/3 Par Value

    (indirect: By Trust)
    95,222
Footnotes (4)
  • [F1]These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
  • [F2]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by the Plan were fully invested in Company common stock.
  • [F3]Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
  • [F4]Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Issuer

WELLS FARGO & COMPANY/MN

CIK 0000072971

Entity typeother

Related Parties

1
  • filerCIK 0001201666

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 2:00 PM ET
Size
11.7 KB