Ng Shella 4
4 · Yum China Holdings, Inc. · Filed Mar 22, 2019
Insider Transaction Report
Form 4
Ng Shella
Chief Legal Officer, Corp. Sec
Transactions
- Award
Restricted Stock Unit
2019-03-21+53→ 19,251 total→ Common Stock (53 underlying) - Award
Restricted Stock Unit
2019-03-21+19→ 7,221 total→ Common Stock (19 underlying) - Award
Restricted Stock Unit
2019-03-21+20→ 7,548 total→ Common Stock (20 underlying) - Award
Restricted Stock Unit
2019-03-21+13→ 4,709 total→ Common Stock (13 underlying)
Footnotes (5)
- [F1]Conversion occurs on a one-for-one basis.
- [F2]These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
- [F3]This grant does not have an expiration date.
- [F4]These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% per year beginning one year from 11/1/2017. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
- [F5]These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.