POTTS DAVID 4

Accession 0001127602-19-012979

CIK 0001645494other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:01 PM ET

Size

25.4 KB

Accession

0001127602-19-012979

Form 4

Period: 2019-03-20

EVP OF FINANCE, CFO

Transactions

Exercise/Conversion
Restricted Shares
2019-03-20−4,205→ 0 total
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (4,205 underlying)
Exercise/Conversion
Restricted Shares
2019-03-20−5,399→ 15,450 total
Exercise: $0.00From: 2021-03-29→ Ordinary Shares (5,399 underlying)
Exercise/Conversion
Restricted Shares
2019-03-20−5,919→ 25,407 total
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (5,919 underlying)
Tax Payment
Restricted Shares
2019-03-20$31.64/sh−2,326$73,595→ 20,849 total
Exercise: $0.00From: 2021-03-29→ Ordinary Shares (2,326 underlying)
Sale
Ordinary Shares
2019-03-22$31.65/sh−15,523$491,294→ 96,319 total
Tax Payment
Restricted Shares
2019-03-20$31.64/sh−1,811$57,300→ 4,205 total
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (1,811 underlying)
Tax Payment
Restricted Shares
2019-03-20$31.64/sh−2,549$80,650→ 31,326 total
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (2,549 underlying)
Exercise/Conversion
Ordinary Shares
2019-03-20+15,523→ 111,842 total

Holdings

Restricted Shares
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (19,230 underlying)
19,230
Restricted Shares
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (61,800 underlying)
61,800
Restricted Shares
Exercise: $0.00From: 2021-01-31→ Ordinary Shares (67,750 underlying)
67,750
Restricted Shares
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (76,920 underlying)
76,920

Footnotes (7)

[F1]Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date.
[F2]Shares sold subject to an existing Rule 10b5-1 Sales Plan.
[F3]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.6450 to $31.6550, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
[F5]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
[F6]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
[F7]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

1 file

ARRIS International plc

CIK 0001645494

Entity typeother