Brennan James R 4

4 · ARRIS International plc · Filed Mar 22, 2019

Form 4

Period: 2019-03-20

SVP, GLOBAL SUPPLY CHAIN

Transactions

Tax Payment
Restricted Shares
2019-03-20$31.64/sh−1,217$38,506→ 3,081 total
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (1,217 underlying)
Tax Payment
Restricted Shares
2019-03-20$31.64/sh−1,401$44,328→ 13,348 total
Exercise: $0.00From: 2021-03-31→ Ordinary Shares (1,401 underlying)
Exercise/Conversion
Restricted Shares
2019-03-20−3,515→ 9,833 total
Exercise: $0.00From: 2021-03-31→ Ordinary Shares (3,515 underlying)
Exercise/Conversion
Restricted Shares
2019-03-20−3,081→ 0 total
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (3,081 underlying)
Exercise/Conversion
Ordinary Shares
2019-03-20+10,129→ 54,594 total
Tax Payment
Restricted Shares
2019-03-20$31.64/sh−1,407$44,517→ 18,353 total
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (1,407 underlying)
Exercise/Conversion
Restricted Shares
2019-03-20−3,533→ 14,820 total
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (3,533 underlying)

Holdings

Restricted Shares
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (39,330 underlying)
39,330
Restricted Shares
Exercise: $0.00From: 2021-01-31→ Ordinary Shares (39,520 underlying)
39,520
Restricted Shares
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (12,610 underlying)
12,610
Ordinary Shares
(indirect: Donor Advised Fund)
1,580
Restricted Shares
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (50,440 underlying)
50,440

Footnotes (5)

[F1]Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date.
[F2]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
[F3]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
[F4]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
[F5]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

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