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4//SEC Filing

Brennan James R 4

Accession 0001127602-19-013033

CIK 0001645494other
View on SEC.govCompany Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:26 PM ET

Size

24.0 KB

Accession

0001127602-19-013033

Insider Transaction Report

Form 4
Period: 2019-03-20
ARRIS International plcARRS
Brennan James R
SVP, GLOBAL SUPPLY CHAIN
Transactions
  • Tax Payment

    Restricted Shares

    2019-03-20$31.64/sh−1,217$38,506→ 3,081 total
    Exercise: $0.00From: 2019-03-30→ Ordinary Shares (1,217 underlying)
  • Tax Payment

    Restricted Shares

    2019-03-20$31.64/sh−1,401$44,328→ 13,348 total
    Exercise: $0.00From: 2021-03-31→ Ordinary Shares (1,401 underlying)
  • Exercise/Conversion

    Restricted Shares

    2019-03-20−3,515→ 9,833 total
    Exercise: $0.00From: 2021-03-31→ Ordinary Shares (3,515 underlying)
  • Exercise/Conversion

    Restricted Shares

    2019-03-20−3,081→ 0 total
    Exercise: $0.00From: 2019-03-30→ Ordinary Shares (3,081 underlying)
  • Exercise/Conversion

    Ordinary Shares

    2019-03-20+10,129→ 54,594 total
  • Tax Payment

    Restricted Shares

    2019-03-20$31.64/sh−1,407$44,517→ 18,353 total
    Exercise: $0.00From: 2022-03-30→ Ordinary Shares (1,407 underlying)
  • Exercise/Conversion

    Restricted Shares

    2019-03-20−3,533→ 14,820 total
    Exercise: $0.00From: 2022-03-30→ Ordinary Shares (3,533 underlying)
Holdings

  • Restricted Shares

    Exercise: $0.00From: 2020-01-31→ Ordinary Shares (39,330 underlying)
    39,330

  • Restricted Shares

    Exercise: $0.00From: 2021-01-31→ Ordinary Shares (39,520 underlying)
    39,520

  • Restricted Shares

    Exercise: $0.00From: 2020-07-07→ Ordinary Shares (12,610 underlying)
    12,610

  • Ordinary Shares

    (indirect: Donor Advised Fund)
    1,580

  • Restricted Shares

    Exercise: $0.00From: 2019-01-31→ Ordinary Shares (50,440 underlying)
    50,440
Footnotes (5)
  • [F1]Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date.
  • [F2]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  • [F3]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  • [F4]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  • [F5]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

1 file

Issuer

ARRIS International plc

CIK 0001645494

→
Entity typeother

Related Parties

1
  • filerCIK 0001577557

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:26 PM ET
Size
24.0 KB
View on SEC.gov