Home/Filings/4/0001127602-19-013308
4//SEC Filing

Hoppe Mark A 4

Accession 0001127602-19-013308

CIK 0001139812other

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 10:12 AM ET

Size

32.7 KB

Accession

0001127602-19-013308

Insider Transaction Report

Form 4
Period: 2019-03-22
Transactions
  • Disposition to Issuer

    Common Stock

    2019-03-22146,9140 total
  • Disposition to Issuer

    Common Stock

    2019-03-2248,9270 total(indirect: By IRA)
  • Disposition to Issuer

    Common Stock

    2019-03-2293,6770 total(indirect: By Spouse)
  • Disposition to Issuer

    Performance Share Units

    2019-03-227,6810 total
    Exercise: $0.00Common Stock (7,681 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-222,6330 total
    Exercise: $0.00Common Stock (2,633 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-223,9840 total
    Exercise: $0.00Common Stock (3,984 underlying)
  • Disposition to Issuer

    Common Stock

    2019-03-228,9980 total(indirect: By Deferred Comp Plan)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2019-03-2211,2070 total
    Exercise: $31.26From: 2016-02-25Exp: 2025-02-25Common Stock (11,207 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2019-03-229,5390 total
    Exercise: $45.67Common Stock (9,539 underlying)
  • Disposition to Issuer

    Performance Share Units

    2019-03-229,0480 total
    Exercise: $0.00Common Stock (9,048 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2019-03-223,7350 total
    Exercise: $41.01Common Stock (3,735 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2019-03-2211,8520 total
    Exercise: $30.33From: 2017-02-24Exp: 2026-02-24Common Stock (11,852 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-03-222,7000 total
    Exercise: $0.00Common Stock (2,700 underlying)
Footnotes (13)
  • [F1]Disposed of upon completion of the merger (the "Merger") of a wholly owned subsidiary of Fifth Third Bancorp ("Fifth Third") with and into the Issuer, effective March 22, 2019. Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2018, between the Issuer and Fifth Third (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock converted into the right to receive 1.45 shares of Fifth Third common stock and $5.54 in cash. The closing price per share of Fifth Third common stock on March 21, 2019, the last trading day prior to completion of the Merger, was $25.48.
  • [F10]Reflects the number of performance share units earned at the end of the performance period, as determined at the closing of the Merger. These performance share units were assumed by Fifth Third upon completion of the Merger and converted into Fifth Third restricted stock units as provided under the terms of the Merger Agreement.
  • [F11]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
  • [F12]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020.
  • [F13]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-half annual increments beginning February 22, 2020.
  • [F2]Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares fluctuated with changes in the market price of the Issuer's common stock.
  • [F3]Shares held jointly by Mr. Hoppe and his spouse.
  • [F4]Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  • [F5]This option was assumed by Fifth Third upon completion of the Merger and converted into an option to purchase Fifth Third common stock as provided under the terms of the Merger Agreement.
  • [F6]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  • [F7]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 24, 2020.
  • [F8]These restricted stock units were assumed by Fifth Third upon completion of the Merger and converted into Fifth Third restricted stock units as provided under the terms of the Merger Agreement.
  • [F9]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).

Issuer

MB FINANCIAL INC /MD

CIK 0001139812

Entity typeother

Related Parties

1
  • filerCIK 0001425985

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 10:12 AM ET
Size
32.7 KB