4//SEC Filing
Rhodes John M 4
Accession 0001127602-19-014926
CIK 0001527469other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:35 PM ET
Size
13.7 KB
Accession
0001127602-19-014926
Insider Transaction Report
Form 4
Rhodes John M
See Remarks
Transactions
- Award
Employee Stock Option (Right to Buy)
2019-04-03+16,753→ 16,753 totalExercise: $42.44Exp: 2029-04-03→ Class A Common Shares (16,753 underlying) - Award
Class A Common Shares
2019-04-03$0.00/sh+11,487$11→ 26,760 total - Award
Restricted Stock Units
2019-04-03+3,829→ 3,829 total→ Class A Common Shares (3,829 underlying)
Holdings
- 976
Restricted Stock Units
→ Class A Common Shares (976 underlying) - 2,082
Restricted Stock Units
→ Class A Common Shares (2,082 underlying)
Footnotes (5)
- [F1]This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship.
- [F2]This option vests ratably on each of the first three anniversaries of the January 1, 2019 vesting start date.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F4]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F5]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeother
Related Parties
1- filerCIK 0001657130
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 4:35 PM ET
- Size
- 13.7 KB