HEITMAN WILLIAM J 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Apr 15, 2019
Insider Transaction Report
Form 4
HEITMAN WILLIAM J
Controller
Transactions
- Exercise/Conversion
Stock Appreciation Right
2019-04-12−5,461→ 0 totalExercise: $59.95From: 2015-11-12Exp: 2024-12-12→ Common Stock (5,461 underlying) - Tax Payment
Common Stock
2019-04-12$79.37/sh−4,558$361,768→ 7,206 total - Sale
Common Stock
2019-04-15$79.72/sh−903$71,987→ 6,303 total - Sale
Common Stock
2019-04-11$79.46/sh−6,300$500,598→ 6,303 total - Exercise/Conversion
Common Stock
2019-04-12$79.37/sh+5,461$433,440→ 11,764 total
Holdings
- 331(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
- [F2]Multiple lots for the same price for this order have been combined.
- [F3]Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
- [F4]Based on Employee Savings Plan information as of April 12, 2019, the latest date for which such information is reasonably available.
- [F5]Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.