HERITAGE COMMERCE CORP·4

May 28, 6:25 PM ET

Hallgrimson Steven L. 4

4 · HERITAGE COMMERCE CORP · Filed May 28, 2019

Insider Transaction Report

Form 4
Period: 2019-05-24
Transactions
  • Purchase

    Common Stock, No Par Value

    2019-05-24$12.15/sh+100$1,2154,800 total(indirect: By Foundation)
  • Purchase

    Common Stock, No Par Value

    2019-05-24$12.17/sh+200$2,4345,000 total(indirect: By Foundation)
  • Purchase

    Common Stock, No Par Value

    2019-05-24$12.16/sh+700$8,5154,700 total(indirect: By Foundation)
Holdings
  • Common Stock, No Par Value

    (indirect: By IRA)
    3,500
  • Common Stock, No Par Value

    92,889
  • Common Stock, No Par Value

    (indirect: Indirect By Other Beneficiary Type)
    5,300
  • Common Stock, No Par Value

    (indirect: By Trust)
    2,900
  • Common Stock, No Par Value

    (indirect: By IRA)
    2,000
  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30Common Stock, No Par Value (2,169 underlying)
    2,169
  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27Common Stock, No Par Value (3,004 underlying)
    3,004
  • Common Stock, No Par Value

    (indirect: By Spouse)
    3,000
  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01Common Stock, No Par Value (1,172 underlying)
    1,172
  • Common Stock, No Par Value

    (indirect: By LLC)
    7,000

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT