Lee Ted 4

4 · Yum China Holdings, Inc. · Filed Jun 18, 2019

Form 4

Period: 2019-06-17

GM Little Sheep & East Dawning

Transactions

Award
Restricted Stock Unit
[F1][F2][F3]
2019-06-17+6→ 2,360 total
→ Common Stock (6 underlying)
Award
Restricted Stock Unit
[F1][F4][F3]
2019-06-17+11→ 3,784 total
→ Common Stock (11 underlying)
Award
Restricted Stock Unit
[F1][F2][F3]
2019-06-17+41→ 14,078 total
→ Common Stock (41 underlying)
Award
Restricted Stock Unit
[F1][F4][F3]
2019-06-17+10→ 3,621 total
→ Common Stock (10 underlying)

Footnotes (4)

[F1]Conversion occurs on a one-for-one basis.
[F2]These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
[F3]This grant does not have an expiration date.
[F4]These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

Signature

/s/ Pingping Liu, Power of Attorney|2019-06-18

Documents

1 file