KLEIN GERALD J JR 4
4 · TOMPKINS FINANCIAL CORP · Filed Jul 5, 2019
Insider Transaction Report
Form 4
KLEIN GERALD J JR
EVP Pres&CEO Mahopac Natl Bank
Transactions
- Exercise/Conversion
Common Stock
2019-07-02$37.00/sh+2,000$74,000→ 26,763 total - Tax Payment
Common Stock
2019-07-02$80.64/sh−1,333$107,493→ 25,430 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2019-07-02−2,000→ 3,250 totalExercise: $37.00Exp: 2021-08-19→ Common Stock (2,000 underlying)
Holdings
- 1,436.513(indirect: By 401(k))
Common Stock
- 3,820.547(indirect: by ESOP)
Common Stock
Footnotes (2)
- [F1]Shares withheld for option cost and taxes.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.