4//SEC Filing
Fowler John C 4
Accession 0001127602-19-026192
CIK 0001481792other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 6:40 PM ET
Size
16.4 KB
Accession
0001127602-19-026192
Insider Transaction Report
Form 4
Fowler John C
Executive VP and CFO
Transactions
- Sale
Class A Common Stock
2019-08-02$11.53/sh−2,100$24,213→ 117,587 total - Gift
Class B Common Stock
2019-01-08+482→ 7,087 total(indirect: By Trust)→ Class A Common Stock (482 underlying) - Sale
Class A Common Stock
2019-08-05$11.10/sh−7,900$87,711→ 109,687 total - Gift
Class B Common Stock
2019-01-08+482→ 7,087 total(indirect: By Trust)→ Class A Common Stock (482 underlying) - Gift
Class B Common Stock
2019-01-08+481→ 7,086 total(indirect: By Trust)→ Class A Common Stock (481 underlying)
Holdings
- 34,218
Stock Options (Right to Buy)
Exercise: $41.26Exp: 2020-12-31→ Class A Common Stock (34,218 underlying)
Footnotes (9)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $11.50 to $11.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $11.00 to $11.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]Includes 13,978 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of the two-year anniversary of the grant or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
- [F4]Includes 835 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
- [F5]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F6]As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F7]As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F8]As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F9]All options are fully vested and currently exercisable.
Documents
Issuer
Quad/Graphics, Inc.
CIK 0001481792
Entity typeother
Related Parties
1- filerCIK 0001495362
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 6:40 PM ET
- Size
- 16.4 KB