Home/Filings/4/0001127602-19-026415
4//SEC Filing

GEORGE ALAN W 4

Accession 0001127602-19-026415

CIK 0000906107other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 4:39 PM ET

Size

18.3 KB

Accession

0001127602-19-026415

Insider Transaction Report

Form 4
Period: 2019-08-09
GEORGE ALAN W
Executive Vice President & CIO
Transactions
  • Sale

    Common Shares Of Beneficial Interest

    2019-08-09$80.53/sh15,302$1,232,27041,280 total
  • Exercise/Conversion

    Non-qualified Stock Option (Right to Buy)

    2019-08-093,85567,711 total
    Exercise: $60.33Exp: 2028-02-01Common Shares Of Beneficial Interest (3,855 underlying)
  • Sale

    Common Shares Of Beneficial Interest

    2019-08-09$80.64/sh14,145$1,140,65341,280 total
  • Exercise/Conversion

    Common Shares Of Beneficial Interest

    2019-08-09$60.33/sh+3,855$232,57245,135 total
  • Exercise/Conversion

    Common Shares Of Beneficial Interest

    2019-08-09$60.76/sh+14,145$859,45055,425 total
  • Sale

    Common Shares Of Beneficial Interest

    2019-08-09$81.06/sh3,855$312,48641,280 total
  • Exercise/Conversion

    Non-qualified Stock Option (Right to Buy)

    2019-08-0914,14529,933 total
    Exercise: $60.76Exp: 2027-02-02Common Shares Of Beneficial Interest (14,145 underlying)
Holdings
  • Common Shares Of Beneficial Interest

    (indirect: By 401(k))
    26
  • Common Shares Of Beneficial Interest

    (indirect: SERP Account)
    4,112
Footnotes (7)
  • [F1]The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $80.67. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $81.08. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F3]The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.62 to $81.31. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F4]Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 15, 2019.
  • [F5]Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
  • [F6]Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.
  • [F7]Represents share options scheduled to vest in approximately three equal installments on February 1, 2019, February 1, 2020 and February 1, 2021.

Issuer

EQUITY RESIDENTIAL

CIK 0000906107

Entity typeother

Related Parties

1
  • filerCIK 0001219715

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 4:39 PM ET
Size
18.3 KB