Home/Filings/4/0001127602-19-030115
4//SEC Filing

Devonshire Duke of 4

Accession 0001127602-19-030115

CIK 0000823094other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 12:23 PM ET

Size

7.5 KB

Accession

0001127602-19-030115

Insider Transaction Report

Form 4
Period: 2019-10-03
Devonshire Duke of
DirectorDeputy Chairman
Transactions
  • Disposition to Issuer

    Common Stock

    2019-10-03$57.00/sh19,005$1,083,2850 total
  • Disposition to Issuer

    Deferred Stock Units

    2019-10-03$57.00/sh53,743.95$3,063,4050 total
    Common Stock (53,743.95 underlying)
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.
  • [F2]Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

Issuer

SOTHEBYS

CIK 0000823094

Entity typeother

Related Parties

1
  • filerCIK 0001251399

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 12:23 PM ET
Size
7.5 KB