FRANKLIN RESOURCES INC·5

Oct 29, 2:24 PM ET

JOHNSON RUPERT H JR 5

5 · FRANKLIN RESOURCES INC · Filed Oct 29, 2019

Insider Transaction Report

Form 5
Period: 2019-09-30
JOHNSON RUPERT H JR
DirectorVice Chairman10% Owner
Transactions
  • Gift

    Common Stock, par value $.10

    2018-12-10800,000102,853,045 total
Holdings
  • Common Stock, par value $.10

    (indirect: By Spouse)
    10,116
  • Common Stock, par value $.10

    (indirect: By 401(k))
    23,845.678
  • Common Stock, par value $.10

    (indirect: By IRA)
    563,735
Footnotes (4)
  • [F1]Not applicable.
  • [F2]On December 6, 2018, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 1,257.9253 shares on such date per such required withdrawal.
  • [F3]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 12, 2019.
  • [F4]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

Documents

1 file
  • 5
    form5.xmlPrimary

    PRIMARY DOCUMENT