Home/Filings/4/0001127602-19-031862
4//SEC Filing

Tyle Craig Steven 4

Accession 0001127602-19-031862

CIK 0000038777other

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 3:25 PM ET

Size

6.6 KB

Accession

0001127602-19-031862

Insider Transaction Report

Form 4
Period: 2019-11-01
Tyle Craig Steven
EVP and General Counsel
Transactions
  • Award

    Common Stock, par value $.10

    2019-11-01+1,901114,736.042 total
  • Award

    Common Stock, par value $.10

    2019-11-01$28.05/sh+17,826$500,019112,835.042 total
Footnotes (3)
  • [F1]On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019.
  • [F2]Not applicable.
  • [F3]Of the amount of securities beneficially owned, 28,955 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1).

Issuer

FRANKLIN RESOURCES INC

CIK 0000038777

Entity typeother

Related Parties

1
  • filerCIK 0001338014

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 3:25 PM ET
Size
6.6 KB