Plafker Jed A. 4
4 · FRANKLIN RESOURCES INC · Filed Nov 5, 2019
Insider Transaction Report
Form 4
Plafker Jed A.
Reg. S-K Executive Officer
Transactions
- Award
Common Stock, par value $.10
2019-11-01+14,418→ 140,386.786 total - Award
Common Stock, par value $.10
2019-11-01$28.05/sh+39,216$1,100,009→ 125,968.786 total
Holdings
- 529.573(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (4)
- [F1]On November 3, 2017, December 11, 2017, and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 87,893 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 11, 2019.