Home/Filings/4/0001127602-19-032560
4//SEC Filing

Parent Margaret M. 4

Accession 0001127602-19-032560

CIK 0001535929other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 5:24 PM ET

Size

11.4 KB

Accession

0001127602-19-032560

Insider Transaction Report

Form 4
Period: 2019-11-10
Transactions
  • Tax Payment

    Common Stock

    2019-11-10$57.34/sh8,636$495,18829,239 total
  • Exercise/Conversion

    Common Stock

    2019-11-10+16,22637,875 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-1016,22618,796 total
    Common Stock (16,226 underlying)
Holdings
  • Performance-Based Stock Options

    Common Stock (71,174 underlying)
    71,174
  • Performance Stock Unit

    Common Stock (35,611 underlying)
    35,611
Footnotes (5)
  • [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
  • [F2]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  • [F3]The stock units will vest based on their respective award agreements.
  • [F4]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
  • [F5]The options vest based on the conditions set forth in their respective agreements.

Issuer

Voya Financial, Inc.

CIK 0001535929

Entity typeother

Related Parties

1
  • filerCIK 0001687036

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 5:24 PM ET
Size
11.4 KB