Schumann Anne T. 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 14, 2019
Insider Transaction Report
Form 4
Schumann Anne T.
Vice President
Transactions
- Award
Stock Appreciation Right
2019-11-13+11,950→ 11,950 totalExercise: $77.90From: 2020-11-13Exp: 2029-11-13→ Common Stock (11,950 underlying) - Award
Restricted Stock Units
2019-11-13$77.90/sh+2,400$186,960→ 6,148 total→ Common Stock (2,400 underlying)
Footnotes (4)
- [F1]Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- [F2]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F3]Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- [F4]Balance includes 51 additional Restricted Stock Units acquired in lieu of cash dividends (12 on December 15, 2018, 12 on March 15, 2019, 13 on June 15, 2019 and 14 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.