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4//SEC Filing

Schumann Anne T. 4

Accession 0001127602-19-032780

CIK 0001674862other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 6:54 PM ET

Size

8.0 KB

Accession

0001127602-19-032780

Insider Transaction Report

Form 4
Period: 2019-11-13
Schumann Anne T.
Vice President
Transactions
  • Award

    Stock Appreciation Right

    2019-11-13+11,95011,950 total
    Exercise: $77.90From: 2020-11-13Exp: 2029-11-13Common Stock (11,950 underlying)
  • Award

    Restricted Stock Units

    2019-11-13$77.90/sh+2,400$186,9606,148 total
    Common Stock (2,400 underlying)
Footnotes (4)
  • [F1]Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  • [F2]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
  • [F3]Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
  • [F4]Balance includes 51 additional Restricted Stock Units acquired in lieu of cash dividends (12 on December 15, 2018, 12 on March 15, 2019, 13 on June 15, 2019 and 14 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

Issuer

ASHLAND GLOBAL HOLDINGS INC

CIK 0001674862

Entity typeother

Related Parties

1
  • filerCIK 0001438239

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 6:54 PM ET
Size
8.0 KB