Home/Filings/4/0001127602-19-033048
4//SEC Filing

HEITMAN WILLIAM J 4

Accession 0001127602-19-033048

CIK 0001674862other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 5:12 PM ET

Size

15.1 KB

Accession

0001127602-19-033048

Insider Transaction Report

Form 4
Period: 2019-11-15
Transactions
  • Exercise/Conversion

    Common Stock

    2019-11-15$78.85/sh+320$25,2326,623 total
  • Tax Payment

    Common Stock

    2019-11-15$78.85/sh137$10,8026,812 total
  • Tax Payment

    Common Stock

    2019-11-15$78.85/sh102$8,0436,521 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-154281,496 total
    Common Stock (428 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-15$78.85/sh+428$33,7486,949 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-153201,924 total
    Common Stock (320 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    333
Footnotes (6)
  • [F1]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  • [F2]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  • [F3]Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
  • [F4]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
  • [F5]Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
  • [F6]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Issuer

ASHLAND GLOBAL HOLDINGS INC

CIK 0001674862

Entity typeother

Related Parties

1
  • filerCIK 0001187010

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:12 PM ET
Size
15.1 KB