Schumann Anne T. 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 18, 2019
Insider Transaction Report
Form 4
Schumann Anne T.
Vice President
Transactions
- Tax Payment
Common Stock
2019-11-15$78.85/sh−220$17,347→ 13,806 total - Exercise/Conversion
Common Stock
2019-11-15$78.85/sh+709$55,905→ 14,026 total - Exercise/Conversion
Common Stock
2019-11-15$78.85/sh+565$44,550→ 14,371 total - Exercise/Conversion
Restricted Stock Units
2019-11-15−565→ 4,874 total→ Common Stock (565 underlying) - Tax Payment
Common Stock
2019-11-15$78.85/sh−175$13,799→ 14,196 total - Exercise/Conversion
Restricted Stock Units
2019-11-15−709→ 5,439 total→ Common Stock (709 underlying)
Holdings
- 1,347(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F2]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F3]Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
- [F4]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F5]Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- [F6]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.