Silverman Keith C 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 18, 2019
Insider Transaction Report
Form 4
Silverman Keith C
Vice President
Transactions
- Exercise/Conversion
Common Stock
2019-11-15$78.85/sh+975$76,879→ 4,944 total - Tax Payment
Common Stock
2019-11-15$78.85/sh−119$9,383→ 4,880 total - Exercise/Conversion
Restricted Stock Units
2019-11-15−377→ 4,576 total→ Common Stock (377 underlying) - Exercise/Conversion
Restricted Stock Units
2019-11-15−975→ 4,953 total→ Common Stock (975 underlying) - Exercise/Conversion
Common Stock
2019-11-15$78.85/sh+388$30,594→ 4,102 total - Tax Payment
Common Stock
2019-11-15$78.85/sh−133$10,487→ 3,969 total - Tax Payment
Common Stock
2019-11-15$78.85/sh−322$25,390→ 4,622 total - Exercise/Conversion
Common Stock
2019-11-15$78.85/sh+377$29,726→ 4,999 total - Exercise/Conversion
Restricted Stock Units
2019-11-15−388→ 5,928 total→ Common Stock (388 underlying)
Holdings
- 1,213(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F2]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F3]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F4]Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
- [F5]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F6]Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- [F7]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% the first year from the date of grant, 25% the second year from the date of grant, and 25% the third year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- [F8]Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.