HEITMAN WILLIAM J 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 20, 2019
Insider Transaction Report
Form 4
HEITMAN WILLIAM J
Controller
Transactions
- Sale
Common Stock
2019-11-18$78.99/sh−218$17,220→ 6,594 total - Exercise/Conversion
Common Stock
2019-11-18$78.65/sh+426$33,505→ 6,729 total - Exercise/Conversion
Restricted Stock Units
2019-11-18−426→ 1,070 total→ Common Stock (426 underlying) - Sale
Common Stock
2019-11-18$78.99/sh−291$22,986→ 6,303 total - Tax Payment
Common Stock
2019-11-18$78.65/sh−136$10,696→ 6,593 total - Sale
Common Stock
2019-11-19$76.59/sh−290$22,211→ 6,303 total
Holdings
- 333(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
- [F2]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F3]Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
- [F4]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F5]Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.