Home/Filings/4/0001127602-20-000902
4//SEC Filing

Rhodes John M 4

Accession 0001127602-20-000902

CIK 0001527469other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 6:31 PM ET

Size

16.6 KB

Accession

0001127602-20-000902

Insider Transaction Report

Form 4
Period: 2020-01-02
Rhodes John M
See Remarks
Transactions
  • Exercise/Conversion

    Class A Common Shares

    2020-01-02+1,04128,777 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-01-021,2762,553 total
    Class A Common Shares (1,276 underlying)
  • Exercise/Conversion

    Class A Common Shares

    2020-01-02+97627,736 total
  • Exercise/Conversion

    Class A Common Shares

    2020-01-02+1,27630,053 total
  • Tax Payment

    Class A Common Shares

    2020-01-02$47.03/sh1,246$58,59928,807 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-01-029760 total
    Class A Common Shares (976 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-01-021,0411,041 total
    Class A Common Shares (1,041 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019.
  • [F2]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date.
  • [F3]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date.
  • [F4]This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.
  • [F5]This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

Issuer

Athene Holding Ltd

CIK 0001527469

Entity typeother

Related Parties

1
  • filerCIK 0001657130

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:31 PM ET
Size
16.6 KB