KLEIN GERALD J JR 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 6, 2020
Insider Transaction Report
Form 4
KLEIN GERALD J JR
EVP Pres&CEO Mahopac Natl Bank
Transactions
- Exercise/Conversion
Common Stock
2020-01-02$37.00/sh+3,250$120,250→ 29,427 total - Tax Payment
Common Stock
2020-01-02$91.39/sh−2,301$210,288→ 27,126 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2020-01-02−3,250→ 0 totalExercise: $37.00Exp: 2021-08-19→ Common Stock (3,250 underlying)
Holdings
- 1,467.719(indirect: By 401(k))
Common Stock
- 3,842.812(indirect: by ESOP)
Common Stock
Footnotes (1)
- [F1]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.