4//SEC Filing
KLEIN GERALD J JR 4
Accession 0001127602-20-000993
CIK 0001005817other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 12:23 PM ET
Size
9.8 KB
Accession
0001127602-20-000993
Insider Transaction Report
Form 4
KLEIN GERALD J JR
EVP Pres&CEO Mahopac Natl Bank
Transactions
- Exercise/Conversion
Common Stock
2020-01-02$37.00/sh+3,250$120,250→ 29,427 total - Tax Payment
Common Stock
2020-01-02$91.39/sh−2,301$210,288→ 27,126 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2020-01-02−3,250→ 0 totalExercise: $37.00Exp: 2021-08-19→ Common Stock (3,250 underlying)
Holdings
- 1,467.719(indirect: By 401(k))
Common Stock
- 3,842.812(indirect: by ESOP)
Common Stock
Footnotes (1)
- [F1]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001384977
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 12:23 PM ET
- Size
- 9.8 KB