4//SEC Filing
KRUSE STEIN 4
Accession 0001127602-20-002063
CIK 0000815097other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 3:14 PM ET
Size
10.4 KB
Accession
0001127602-20-002063
Insider Transaction Report
Form 4
KRUSE STEIN
President & CEO, HAL
Transactions
- Award
Common Stock
2020-01-17+4,537→ 66,992.578 total - Tax Payment
Common Stock
2020-01-16$50.91/sh−161$8,196→ 61,870.578 total - Tax Payment
Common Stock
2020-01-17$51.90/sh−1,162$60,308→ 65,830.578 total - Tax Payment
Common Stock
2020-01-17$51.81/sh−247$12,798→ 62,455.578 total
Footnotes (6)
- [F1]Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 16, 2018.
- [F2]Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 17, 2017.
- [F3]Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares.
- [F4]The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
- [F5]Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents referenced in FN(3).
- [F6]Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants.
Documents
Issuer
CARNIVAL CORP
CIK 0000815097
Entity typeother
Related Parties
1- filerCIK 0001270033
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 3:14 PM ET
- Size
- 10.4 KB