Home/Filings/4/0001127602-20-002375
4//SEC Filing

YUNKER CRAIG 4

Accession 0001127602-20-002375

CIK 0001005817other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 10:32 AM ET

Size

7.3 KB

Accession

0001127602-20-002375

Insider Transaction Report

Form 4
Period: 2020-01-24
YUNKER CRAIG
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2020-01-24+1,879.68925,187.712 total
  • Exercise/Conversion

    Phantom Stock

    2020-01-241,879.6893,759.377 total
    Common Stock (1,879.689 underlying)
Footnotes (2)
  • [F1]Includes change in beneficial ownership of 1,879.689 shares from Indirect to Direct as a result of a distribution pursuant to the Directors' Deferred Stock Retainer Agreement.
  • [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001104704

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 10:32 AM ET
Size
7.3 KB