4//SEC Filing
Hallgrimson Steven L. 4
Accession 0001127602-20-002680
CIK 0001053352other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 7:49 PM ET
Size
13.4 KB
Accession
0001127602-20-002680
Insider Transaction Report
Form 4
Hallgrimson Steven L.
Director
Transactions
- Purchase
Common Stock, No Par Value
2020-01-28$11.80/sh+8,000$94,394→ 101,889 total
Holdings
- 5,300(indirect: Indirect By Other Beneficiary Type)
Common Stock, No Par Value
- 2,900(indirect: By Trust)
Common Stock, No Par Value
- 3,500(indirect: By IRA)
Common Stock, No Par Value
- 7,000(indirect: By LLC)
Common Stock, No Par Value
- 3,000(indirect: By Spouse)
Common Stock, No Par Value
- 5,000(indirect: By Foundation)
Common Stock, No Par Value
- 1,172
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock, No Par Value (1,172 underlying) - 3,004
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (3,004 underlying) - 2,000(indirect: By IRA)
Common Stock, No Par Value
- 2,169
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (2,169 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.7600 to $11.8100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeother
Related Parties
1- filerCIK 0001522757
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 7:49 PM ET
- Size
- 13.4 KB