Hallgrimson Steven L. 4
4 · HERITAGE COMMERCE CORP · Filed Jan 29, 2020
Insider Transaction Report
Form 4
Hallgrimson Steven L.
Director
Transactions
- Purchase
Common Stock, No Par Value
2020-01-28$11.80/sh+8,000$94,394→ 101,889 total
Holdings
- 5,300(indirect: Indirect By Other Beneficiary Type)
Common Stock, No Par Value
- 2,900(indirect: By Trust)
Common Stock, No Par Value
- 3,500(indirect: By IRA)
Common Stock, No Par Value
- 7,000(indirect: By LLC)
Common Stock, No Par Value
- 3,000(indirect: By Spouse)
Common Stock, No Par Value
- 5,000(indirect: By Foundation)
Common Stock, No Par Value
- 1,172
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock, No Par Value (1,172 underlying) - 3,004
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (3,004 underlying) - 2,000(indirect: By IRA)
Common Stock, No Par Value
- 2,169
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (2,169 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.7600 to $11.8100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.