PHILLIPS DAVID P 5
5 · PUBLIX SUPER MARKETS INC · Filed Feb 3, 2020
Insider Transaction Report
Form 5
PHILLIPS DAVID P
Chief Financial Officer
Transactions
- Award
SERP Stock
2019-03-01$42.85/sh+1,895.232$81,211→ 14,631.93 total(indirect: By SERP)→ Common Stock (1,895.232 underlying)
Holdings
- 114,629(indirect: By Trust)
Common Stock
- 68,145.656(indirect: By ESOP)
Common Stock
- 2,089.259(indirect: By 401(k))
Common Stock
- 162,878
Common Stock
- 17,025(indirect: By IRA)
Common Stock
- 7,000(indirect: By Children)
Common Stock
Footnotes (3)
- [F1]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F2]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F3]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.