4//SEC Filing
Sorenson Christa L 4
Accession 0001127602-20-003520
CIK 0000906107other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:37 PM ET
Size
10.2 KB
Accession
0001127602-20-003520
Insider Transaction Report
Form 4
Sorenson Christa L
Executive Vice President
Transactions
- Award
Restricted Units
2020-01-31+840→ 840 totalExp: 2030-01-31→ Common Shares Of Beneficial Interest (840 underlying) - Award
Common Shares Of Beneficial Interest
2020-01-31+797→ 6,168 total
Holdings
- 243(indirect: By 401(k))
Common Shares Of Beneficial Interest
- 171(indirect: SERP Account)
Common Shares Of Beneficial Interest
Footnotes (6)
- [F1]Represents restricted shares scheduled to vest on January 31, 2023.
- [F2]Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
- [F3]Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 11, 2020.
- [F4]Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- [F5]On January 31, 2020, the reporting person received a grant of Series 2020B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.
- [F6]The Restricted Units are scheduled to vest on January 31, 2023.
Documents
Issuer
EQUITY RESIDENTIAL
CIK 0000906107
Entity typeother
Related Parties
1- filerCIK 0001661968
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:37 PM ET
- Size
- 10.2 KB