Kaczmarek Walter Theodore 4
4 · HERITAGE COMMERCE CORP · Filed Feb 5, 2020
Insider Transaction Report
Form 4
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
- Sale
Common Stock, No Par Value
2020-02-04$11.76/sh−30,731$361,323→ 28,696 total(indirect: By Trust)
Holdings
- 42,906(indirect: By IRA)
Common Stock, No Par Value
- 55,000
Common Stock, No Par Value
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7400 to $11.8100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]Includes 1,906 shares allocated and distributed to the reporting person from the Company's Employee Stock Ownership Plan.