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4//SEC Filing

Kaczmarek Walter Theodore 4

Accession 0001127602-20-003844

CIK 0001053352other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 7:00 PM ET

Size

6.4 KB

Accession

0001127602-20-003844

Insider Transaction Report

Form 4
Period: 2020-02-04
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
  • Sale

    Common Stock, No Par Value

    2020-02-04$11.76/sh30,731$361,32328,696 total(indirect: By Trust)
Holdings
  • Common Stock, No Par Value

    (indirect: By IRA)
    42,906
  • Common Stock, No Par Value

    55,000
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7400 to $11.8100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]Includes 1,906 shares allocated and distributed to the reporting person from the Company's Employee Stock Ownership Plan.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeother

Related Parties

1
  • filerCIK 0001321837

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:00 PM ET
Size
6.4 KB