Shafer Stephen M 4
4 · 3M CO · Filed Feb 6, 2020
Insider Transaction Report
Form 4
3M COMMM
Shafer Stephen M
Senior VP-Bus Dev-Marketing
Transactions
- Award
Common Stock
2020-02-04+2,072.94→ 2,982.433 total - Tax Payment
Common Stock
2020-02-04−767.676→ 2,214.757 total - Award
Non-qualified Stock Option (Right to Buy)
2020-02-04+12,605→ 12,605 totalExercise: $157.24From: 2021-02-04Exp: 2030-02-03→ Common Stock (12,605 underlying)
Footnotes (4)
- [F1]Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.
- [F2]Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- [F3]The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.
- [F4]The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.