PEREZ ARNALDO 4
4 · CARNIVAL CORP · Filed Feb 19, 2020
Insider Transaction Report
Form 4
PEREZ ARNALDO
SVP, Gen Counsel & Secretary
Transactions
- Tax Payment
Common Stock
2020-02-14$42.93/sh−4,117$176,760→ 29,520.267 total - Tax Payment
Common Stock
2020-02-18$42.92/sh−1,430$61,376→ 21,747.267 total - Award
Common Stock
2020-02-14+10,460→ 33,637.267 total
Holdings
- 34,435(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.
- [F2]The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
- [F3]Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs.
- [F4]Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units ("RSUs") released on February 18, 2020 as a result of the Reporting Person becoming eligible for retirement due to his age. This includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.