Port Larry 4

4 · Voya Financial, Inc. · Filed Feb 24, 2020

Form 4

Period: 2020-02-20

See Remarks

Transactions

Exercise/Conversion
Common Stock
2020-02-20+290→ 14,331 total
Award
Performance Stock Unit
2020-02-20+5,604→ 12,303 total
→ Common Stock (5,604 underlying)
Exercise/Conversion
Restricted Stock Units
2020-02-20−290→ 7,897 total
→ Common Stock (290 underlying)
Tax Payment
Common Stock
2020-02-20$63.62/sh−290$18,450→ 14,041 total
Award
Restricted Stock Units
2020-02-20+4,243→ 8,187 total
→ Common Stock (4,243 underlying)

Footnotes (5)

[F1]FICA tax withholding on the grant of restricted stock units.
[F2]Each stock unit represents a conditional right to receive one share of the company's common stock.
[F3]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.
[F4]1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/2 on February 20, 2023.
[F5]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Documents

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