Home/Filings/4/0001127602-20-007657
4//SEC Filing

Cobb Clyde Landon Jr. 4

Accession 0001127602-20-007657

CIK 0001535929other

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 4:37 PM ET

Size

12.5 KB

Accession

0001127602-20-007657

Insider Transaction Report

Form 4
Period: 2020-02-21
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-02-212,5064,399 total
    Common Stock (2,506 underlying)
  • Exercise/Conversion

    Performance Stock Unit

    2020-02-212,2975,820 total
    Exercise: $1.50Common Stock (3,445 underlying)
  • Exercise/Conversion

    Common Stock

    2020-02-21+5,95112,433 total
  • Tax Payment

    Common Stock

    2020-02-24$61.86/sh2,957$182,9219,476 total
Holdings
  • Performance-Based Stock Options

    Common Stock (60,987 underlying)
    60,987
Footnotes (5)
  • [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  • [F2]This transaction was executed in multiple trades at prices ranging from $61.8380 to $61.8700. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  • [F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  • [F4]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
  • [F5]The options vest based on the conditions set forth in their respective agreements.

Issuer

Voya Financial, Inc.

CIK 0001535929

Entity typeother

Related Parties

1
  • filerCIK 0001626551

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 4:37 PM ET
Size
12.5 KB