4//SEC Filing
Rhodes John M 4
Accession 0001127602-20-007768
CIK 0001527469other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 7:27 PM ET
Size
17.7 KB
Accession
0001127602-20-007768
Insider Transaction Report
Form 4
Rhodes John M
See Remarks
Transactions
- Tax Payment
Class A Common Shares
2020-02-24$49.71/sh−2,260$112,345→ 33,360 total - Award
Restricted Stock Units
2020-02-21+3,269→ 3,269 total→ Class A Common Shares (3,269 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-24−6,813→ 0 total→ Class A Common Shares (6,813 underlying) - Exercise/Conversion
Class A Common Shares
2020-02-24+6,813→ 35,620 total - Award
Employee Stock Option (Right to Buy)
2020-02-21+15,159→ 15,159 totalExercise: $49.71Exp: 2030-02-21→ Class A Common Shares (15,159 underlying)
Holdings
- 1,041
Restricted Stock Units
→ Class A Common Shares (1,041 underlying) - 2,553
Restricted Stock Units
→ Class A Common Shares (2,553 underlying)
Footnotes (7)
- [F1]This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 6,538 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F3]These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019.
- [F4]This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis.
- [F5]This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares.
- [F6]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F7]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeother
Related Parties
1- filerCIK 0001657130
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 7:27 PM ET
- Size
- 17.7 KB