Athene Holding Ltd·4

Feb 25, 7:32 PM ET

Sondej John Andrew 4

4 · Athene Holding Ltd · Filed Feb 25, 2020

Insider Transaction Report

Form 4
Period: 2020-02-21
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2020-02-21+8,1638,163 total
    Exercise: $49.71Exp: 2030-02-21Class A Common Shares (8,163 underlying)
  • Award

    Restricted Stock Units

    2020-02-21+1,7611,761 total
    Class A Common Shares (1,761 underlying)
Holdings
  • Restricted Stock Units

    Class A Common Shares (341 underlying)
    341
  • Restricted Stock Units

    Class A Common Shares (1,080 underlying)
    1,080
Footnotes (4)
  • [F1]This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
  • [F3]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
  • [F4]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT