Dubuc Manuel Perez 4
4 · AES CORP · Filed Feb 25, 2020
Insider Transaction Report
Form 4
AES CORPAES
Dubuc Manuel Perez
SVP, New Energy Solutions
Transactions
- Tax Payment
Common Stock
2020-02-24$20.25/sh−746$15,107→ 48,572 total - Award
Common Stock
2020-02-24+15,490→ 64,062 total - Tax Payment
Common Stock
2020-02-22$20.75/sh−909$18,862→ 50,183 total - Award
Common Stock
2020-02-21+6,506→ 51,092 total - Tax Payment
Common Stock
2020-02-23$20.75/sh−865$17,949→ 49,318 total - Tax Payment
Common Stock
2020-02-24$20.25/sh−4,663$94,426→ 59,399 total
Holdings
- 6,246(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
- [F2]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019.
- [F3]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.
- [F4]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
- [F5]This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock.
- [F6]Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017.
- [F7]Since the last Form 4 filing on February 26, 2019, the reporting person acquired 196 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020.