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HERITAGE COMMERCE CORP·4

Mar 9, 4:15 PM ET

Hallgrimson Steven L. 4

4 · HERITAGE COMMERCE CORP · Filed Mar 9, 2020

Insider Transaction Report

Form 4
Period: 2020-03-05
HERITAGE COMMERCE CORPHTBK
Hallgrimson Steven L.
Director
Transactions
  • Purchase

    Common Stock, No Par Value

    2020-03-05$10.16/sh+5,000$50,788→ 106,889 total
Holdings

  • Common Stock, No Par Value

    (indirect: Indirect By Other Beneficiary Type)
    5,300

  • Common Stock, No Par Value

    (indirect: By Foundation)
    5,000

  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock, No Par Value (1,172 underlying)
    1,172

  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (3,004 underlying)
    3,004

  • Common Stock, No Par Value

    (indirect: By Spouse)
    3,000

  • Common Stock, No Par Value

    (indirect: By IRA)
    2,000

  • Common Stock, No Par Value

    (indirect: By LLC)
    7,000

  • Common Stock, No Par Value

    (indirect: By Trust)
    2,900

  • Common Stock, No Par Value

    (indirect: By IRA)
    3,500

  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (2,169 underlying)
    2,169

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT