4//SEC Filing
BAND SIR JONATHON 4
Accession 0001127602-20-013611
CIK 0001125259other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 3:55 PM ET
Size
8.5 KB
Accession
0001127602-20-013611
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
BAND SIR JONATHON
Director
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2020-04-09+14,090→ 33,328.905 total - Award
Trust Shares (beneficial Interest In Special Voting Share)
2020-04-09$12.42/sh+2,818$35,000→ 36,146.905 total
Footnotes (6)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
- [F3]The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.
- [F4]The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN5, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.
- [F5]Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.
- [F6]Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001489421
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 3:55 PM ET
- Size
- 8.5 KB