Home/Filings/4/0001127602-20-014213
4//SEC Filing

BATTAGLIA PAUL J. 4

Accession 0001127602-20-014213

CIK 0001005817other

Filed

Apr 20, 8:00 PM ET

Accepted

Apr 21, 4:25 PM ET

Size

7.6 KB

Accession

0001127602-20-014213

Insider Transaction Report

Form 4
Period: 2020-04-20
Transactions
  • Award

    Phantom Stock

    2020-04-20$69.81/sh+218.78$15,27310,553.223 total
    Common Stock (218.78 underlying)
  • Award

    Phantom Stock

    2020-04-20$69.81/sh+88.088$6,14910,641.311 total
    Common Stock (88.088 underlying)
Footnotes (1)
  • [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001491721

Filing Metadata

Form type
4
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 4:25 PM ET
Size
7.6 KB