Johnsen Karl E 4

4 · ASPEN TECHNOLOGY INC /DE/ · Filed May 21, 2020

Form 4

Period: 2020-05-20

Senior Vice President and CFO

Transactions

Exercise/Conversion
Common Stock
2020-05-20$37.91/sh+4,374$165,818→ 50,760 total
Exercise/Conversion
Common Stock
2020-05-20$45.46/sh+11,456$520,790→ 33,770 total
Exercise/Conversion
Common Stock
2020-05-20$63.25/sh+12,616$797,962→ 46,386 total
Sale
Common Stock
2020-05-20$95.07/sh−29,692$2,822,818→ 21,068 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-05-20−12,616→ 5,735 total
Exercise: $63.25Exp: 2027-08-31→ Common Stock (12,616 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-05-20−11,456→ 2,866 total
Exercise: $45.46Exp: 2026-08-31→ Common Stock (11,456 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-05-20−4,374→ 7,265 total
Exercise: $37.91Exp: 2025-09-30→ Common Stock (4,374 underlying)

Footnotes (4)

[F1]The option granted at the exercise price of $45.46 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.
[F2]The option granted at the exercise price of $63.25 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 29, 2017.
[F3]The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $94.81 to $95.50, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

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