CBL & ASSOCIATES INC 4

4 · CBL & ASSOCIATES PROPERTIES INC · Filed Aug 4, 2020

Form 4

Period: 2020-07-31

10% Owner

Transactions

Conversion
Common Stock
2020-07-31+208,675→ 208,675 total(indirect: By Partnership)
Conversion
Common Units
2020-07-31−208,675→ 0 total(indirect: By Partnership)
Exp: 2043-11-03→ Common Stock (208,675 underlying)

Holdings

Footnotes (8)

[F1]The Reporting Person redeemed units of limited partnership interest ("Units") of CBL Associates Limited Partnership, of which a wholly owned subsidiary of the issuer is the general partner. Units are redeemable for an equal number of shares of the issuer's Common Stock or, at the election of the issuer, cash equal to the fair market value of such shares. The issuer elected to redeem reporting person's Units with Common Stock.
[F2]The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
[F3]Includes 50,425 Common Units exchanged for Common Stock owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person.
[F4]Includes 58,203 Common Units exchanged for Common Stock owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person.
[F5]Includes 7,254 Common Units exchanged for Common Stock owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person.
[F6]Includes 92,793 Common Units exchanged for Common Stock owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person.
[F7]The Common Units are exercisable on a 1 to 1 ratio with no exercise price.
[F8]Immediately exercisable.

Documents

1 file